Regulatory Compliance Certificate
Over 12 sessions, you will gain an understanding and awareness of key topics in this area, including
1. Introduction to Regulatory Compliance
2. National Legal and Regulatory CDD/KYC Frameworks
3. Role and Supervision by Regulator
4. Three Lines of Defence
5. Board of Directors Governance
6. Board Compliance Committee (BCC)
7. Compliance Function
8. Chief Compliance Officer (CCO)
9. Role of Internal Audit
10. Risk Management
11. Periodic Board Reporting
12. Compliance Reviews and Training
When you have completed the Quiz, your digital certificate and badge will be issued
Over 12 sessions, you will gain an understanding and awareness of key topics in this area, including
1. Introduction to Regulatory Compliance
2. National Legal and Regulatory CDD/KYC Frameworks
3. Role and Supervision by Regulator
4. Three Lines of Defence
5. Board of Directors Governance
6. Board Compliance Committee (BCC)
7. Compliance Function
8. Chief Compliance Officer (CCO)
9. Role of Internal Audit
10. Risk Management
11. Periodic Board Reporting
12. Compliance Reviews and Training
When you have completed the Quiz, your digital certificate and badge will be issued
Over 12 sessions, you will gain an understanding and awareness of key topics in this area, including
1. Introduction to Regulatory Compliance
2. National Legal and Regulatory CDD/KYC Frameworks
3. Role and Supervision by Regulator
4. Three Lines of Defence
5. Board of Directors Governance
6. Board Compliance Committee (BCC)
7. Compliance Function
8. Chief Compliance Officer (CCO)
9. Role of Internal Audit
10. Risk Management
11. Periodic Board Reporting
12. Compliance Reviews and Training
When you have completed the Quiz, your digital certificate and badge will be issued